-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, TFrapWOTKnKQZ1qWI252NhzJOLm2xibm3VZ6bnRW/NvB47hxHTneQGcONKZHami6 JVBqLIEY2eAtS85nPGsxCA== 0001193125-04-025056.txt : 20040217 0001193125-04-025056.hdr.sgml : 20040216 20040217155909 ACCESSION NUMBER: 0001193125-04-025056 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20040217 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: QEP CO INC CENTRAL INDEX KEY: 0001017815 STANDARD INDUSTRIAL CLASSIFICATION: CUTLERY, HANDTOOLS & GENERAL HARDWARE [3420] IRS NUMBER: 132983807 STATE OF INCORPORATION: DE FISCAL YEAR END: 0228 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-53535 FILM NUMBER: 04608610 BUSINESS ADDRESS: STREET 1: 1081 HOLLAND DRIVE CITY: BOCA RATON STATE: FL ZIP: 33487 BUSINESS PHONE: 5619945550 MAIL ADDRESS: STREET 1: 1081 HOLLAND DRIVE CITY: BOCA RATON STATE: FL ZIP: 33487 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: GOULD LEWIS & GOULD SUSAN L CENTRAL INDEX KEY: 0001055885 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 475 PARK AVENUE SOUTH STREET 2: 23RD FL CITY: NEW YORK STATE: NY ZIP: 10016 BUSINESS PHONE: 3055773464 MAIL ADDRESS: STREET 1: 1081 HOLLAND DR CITY: BOCA RATON STATE: FL ZIP: 33487 SC 13G/A 1 dsc13ga.htm SCHEDULE 13G/A Schedule 13G/A

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

 

SCHEDULE 13G/A

 

 

Under the Securities Exchange Act of 1934

(Amendment No. 6)*

 

 

INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT

TO RULE 13d-1(b) AND (c), AND (d) AND AMENDMENTS THERETO FILED

PURSUANT TO RULE 13d-2(b)

 

 

Q.E.P. CO., INC.


(Name of Issuer)

 

 

Common Stock, par value $.001


(Title of Class of Securities)

 

 

74727K10


                                (CUSIP Number)                                

 

 

N/A


(Date of Event Which Requires Filing of this Statement)

 

 

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

 

¨ Rule 13d-1(b)

 

¨ Rule 13d-1(c)

 

x Rule 13d-1(d)

 

 

*   The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

 

The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).



  1.  

Names of Reporting Persons.

I.R.S. Identification Nos. of above persons (entities only).

 

Lewis Gould, individually and as Trustee of a

Voting Trust

   

  2.  

Check the Appropriate Box if a Member of a Group (See Instructions)

(a)  x

(b)  ¨

   

  3.  

SEC Use Only

 

   

  4.  

Citizenship or Place of Organization

 

USA

   

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH

 

  5.    Sole Voting Power

 

                1,706,148


  6.    Shared Voting Power

 

                None


  7.    Sole Dispositive Power

 

                1,318,246


  8.    Shared Dispositive Power

 

                387,902


  9.  

Aggregate Amount Beneficially Owned by Each Reporting Person

 

            1,706,148

   

10.  

Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)

 

¨

   

11.  

Percent of Class Represented by Amount in Row (9)

 

            49.1%

   

12.  

Type of Reporting Person (See Instructions)

 

            IN

   

 

 

2



  1.  

Names of Reporting Persons.

I.R.S. Identification Nos. of above persons (entities only).

 

Susan J. Gould

   

  2.  

Check the Appropriate Box if a Member of a Group (See Instructions)

(a)  x

(b)  ¨

   

  3.  

SEC Use Only

 

   

  4.  

Citizenship or Place of Organization

 

USA

   

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH

 

  5.    Sole Voting Power

 

                48,038


  6.    Shared Voting Power

 

                None


  7.    Sole Dispositive Power

 

                48,038


  8.    Shared Dispositive Power

 

                387,902


  9.  

Aggregate Amount Beneficially Owned by Each Reporting Person

 

            435,940

   

10.  

Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)

 

¨

   

11.  

Percent of Class Represented by Amount in Row (9)

 

            12.6%

   

12.  

Type of Reporting Person (See Instructions)

 

            IN

   

 

 

3


Item 1.

 

  (a) Name of Issuer:

 

Q.E.P. Co., Inc.

 

  (b) Address of Issuer’s Principal Executive Offices:

 

1081 Holland Drive

Boca Raton, FL 33487

 

Item 2.

 

  (a) Name of Persons Filing:

 

Lewis Gould, individually and as Trustee, and Susan J. Gould

 

  (b) Address of Principal Business Office or if None, Residence:

 

1081 Holland Drive

Boca Raton, FL 33487

 

  (c) Citizenship:

 

USA for all Reporting Persons

 

  (d) Title of Class of Securities:

 

Common Stock, par value $.001

 

  (e) Cusip Number:

 

74727K10

 

Item 3.

 

N/A

 

Item 4. Ownership

 

(1)(a) Amount Beneficially Owned by Lewis Gould, individually and as Trustee of a Voting Trust: 1,706,148

 

Represents (1) 1,197,696 shares held of record and options to purchase 120,550 shares by Lewis Gould, individually; and (2) 384,152 shares held of record and options to purchase 3,750 shares held by Lewis Gould as Trustee of a Voting Trust for the benefit of Susan J. Gould.

 

(1)(b) Percent of Class: 49.1%

 

(1)(c) Number of shares as to which such person has:

 

4


(i)

  

Sole power to vote or to direct the vote:

1,706,148

                        

(ii)

  

Shared power to vote or to direct the vote:

None

                        

(iii)

  

Sole power to dispose or to direct the

disposition of: 1,318,246

                        

(iv)

  

Shared power to dispose or to direct the

disposition of: 387,902

                        

(2)(a) Amount Beneficially Owned by Susan J. Gould: 435,940

 

Represents 48,038 shares held of record individually, 384,152 shares of record and options to purchase 3,750 shares held by Lewis Gould as Trustee of a Voting Trust for the benefit of Susan J. Gould pursuant to a Voting Trust Agreement which may be automatically terminated in certain events.

 

(2)(b) Percent of Class: 12.6%

 

(2)(c) Number of shares as to which such person has:

 

(i)

  

Sole power to vote or to direct the vote:

48,038

                        

(ii)

  

Shared power to vote or to direct the vote:

None

                        

(iii)

  

Sole power to dispose or to direct the

disposition of: 48,038

                        

(iv)

  

Shared power to dispose or to direct the

disposition of: 387,902

                        

 

Item 5.   Ownership of Five Percent or Less of a Class

 

N/A

 

Item 6.   Ownership of More than Five Percent on Behalf

of Another Person

 

None

 

Item 7.   Identification and Classification of the Subsidiary

Which Acquired the Security Being Reported on by the

Parent Holding Company

 

N/A

 

5


Item 8. Identification and Classification of Members of the Group

 

Lewis Gould

Susan J. Gould

 

Item 9. Notice of Dissolution of Group

 

N/A

 

Item 10. Certification

 

N/A

 

6


SIGNATURE

 

After reasonable inquiry and to the best of my knowledge and belief, each of the undersigned certifies that the information set forth in this statement is true, complete and correct.

 

Dated: February 13, 2004

 

/s/    Lewis Gould


Lewis Gould, individually and as

Trustee of a Voting Trust

 

/s/    Lewis Gould as attorney in fact


Susan J. Gould

by Lewis Gould as attorney-in-fact

 

7


EXHIBITS

 

Exhibit A    Joint Filing Agreement

 

Exhibit B    Power of Attorney*

 

Exhibit C    Voting Trust Agreement*


* Incorporated by reference from the filers’ Schedule 13G, as amended, filed with the Commission on February 17, 1998.

 

8


Exhibit A

 

Joint Filing Agreement

 

In accordance with Rule 13d-1(k) under the Securities Exchange Act of 1934, as amended, the persons named below agree to the joint filing on behalf of each of them of a Schedule 13G. This Joint Filing Agreement shall be included as an exhibit to such joint filing. In evidence thereof, each of the undersigned, being duly authorized, hereby execute this Agreement this 13th day of February, 2004.

 

/s/ Lewis Gould


Lewis Gould, individually and as Trustee

of a Voting Trust dated August 2, 1996

 

/s/ Lewis Gould as attorney in fact


Susan J. Gould

by Lewis Gould as attorney-in-fact

 

9

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